fi360's Executive Chairman Blaine Aikin and fi360's Senior Policy Analyst Duane Thompson review SEC Retirement Targeted Industry Reviews and Examinations Initiative
The Fiduciary Talk podcast series centers around pertinent industry topics and provides important overviews of what’s happening in regulation, in the marketplace, and technology to affect the standard of care for investment advice. The podcasts are a great way to get up-to-date on current trends and receive helpful insights from subject matter experts at Fi360 and from across the financial industry.
Wednesday, February 24, 2016
fi360 Fiduciary Talk 14: Class Action Lawsuits Against Fiduciary and 401(k) Plans
fi360's Senior Policy Analyst Duane Thompson and fi360's Executive Chairman Blaine Aikin looks at the recent wave of class action lawsuits against fiduciary and 401(k) plans.
Monday, February 22, 2016
fi360 Fiduciary Talk 13: The Fiduciary DOL Rule Sent to OMB for Review
Fiduciary DOL rule sent over to OMB for review
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