As a fiduciary, should all advisors have emergency plans to deal with the unexpected? Blaine and Duane discuss recent state and SEC actions on business continuity rules and the case being made by the SEC to tie the rule to fiduciary duties.
Friday, September 9, 2016
fi360 Fiduciary Talk 36: Changes to the SEC Liquidity Rules for Money Market Funds
Duane and Blaine discuss the SEC's liquidity rules for money market funds and what the rule means for advisors.
Subscribe to:
Posts (Atom)