fi360 Fiduciary Talk 41: Don’t discount the importance of disclosures

Blaine and Duane discuss the SEC’s proposed changes to public company disclosures under regulations S-K and the central role the information plays in the fiduciary process.

fi360 Fiduciary Talk 40: The Importance of the Investment Policy Statement

fi360 Senior Policy Analyst Duane Thompson discusses with Director Rich Lynch and Chief Product & Strategy Officer John Faustino why the IPS is so critical and how to effectively build and manage the IPS.

fi360 Fiduciary Talk 39: What the election means for advisors and the fiduciary standard

With the 2016 election just days away, Blaine chats with Duane about what a Clinton or Trump administration would mean for advisors, including what’s on their respective campaign platforms and turnover at the regulatory agencies. In addition, they take a look at the implications of the Congressional elections.