fi360 Fiduciary Talk 11: The SEC and Swing Pricing
In this session, fi360 Executive Chairman Blaine Aikin and Senior Policy Analyst Duane Thompson will analyze the SEC's recent rule on Swing Pricing and discuss its immediate impact.
The Fiduciary Talk podcast series centers around pertinent industry topics and provides important overviews of what’s happening in regulation, in the marketplace, and technology to affect the standard of care for investment advice. The podcasts are a great way to get up-to-date on current trends and receive helpful insights from subject matter experts at Fi360 and from across the financial industry.
Wednesday, December 30, 2015
Thursday, December 17, 2015
fi360 Fiduciary Talk 10: QDIAs and the Challenges Facing Plan Sponsors
fi360 Fiduciary Talk 10: QDIAs and the Challenges Facing Plan Sponsors
In this session, fi360 CEO Blaine Aikin and Senior Policy Analyst Duane Thompson will take a look at a recent GAO report and discuss the challenges that Plan Sponsors face when selecting QDIAs.
In this session, fi360 CEO Blaine Aikin and Senior Policy Analyst Duane Thompson will take a look at a recent GAO report and discuss the challenges that Plan Sponsors face when selecting QDIAs.
Friday, December 4, 2015
fi360 Fiduciary Talk 9: A look back at 2015
fi360 Fiduciary Talk 9: A look back at 2015
In this session, fi360 CEO Blaine Aikin and Senior Policy Analyst Duane Thompson will take a trip down memory lane and discuss the top fiduciary stories that impacted financial advisors and the future of investment advice in 2015.
In this session, fi360 CEO Blaine Aikin and Senior Policy Analyst Duane Thompson will take a trip down memory lane and discuss the top fiduciary stories that impacted financial advisors and the future of investment advice in 2015.
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