The Fiduciary Talk podcast series centers around pertinent industry topics and provides important overviews of what’s happening in regulation, in the marketplace, and technology to affect the standard of care for investment advice. The podcasts are a great way to get up-to-date on current trends and receive helpful insights from subject matter experts at Fi360 and from across the financial industry.
Wednesday, December 30, 2015
fi360 Fiduciary Talk 11: The SEC and Swing Pricing
fi360 Fiduciary Talk 11: The SEC and Swing Pricing In this session, fi360 Executive Chairman Blaine Aikin and Senior Policy Analyst Duane Thompson will analyze the SEC's recent rule on Swing Pricing and discuss its immediate impact.
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